中國學研機構與企業技術創新力之比較研究

李翔翔

doi:10.6342/NTU201701897

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中国学研机构与企业技术创新力之比较研究

Comparing the Technological Innovation Capability between Chinese Academic Institutions and Enterprises

李翔翔 , 硕士　　导师：黄慕萱　　

繁体中文 DOI： 10.6342/NTU201701897

技术创新；中国；学研机构；企业；专利计量； technological innovation ； China ； academic research institutions ； enterprises ； bibliometrics

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摘要 │ 参考文献 (152) │ 国际计量

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While innovation is the force behind the economic growth of our society, the technological innovation is the inevitable factor of innovating process. China, which has placed great emphasis on technological innovation, plays an important role in the global ecosystem of technological innovation. The progress of technological innovation in China, meanwhile, is inseparable from the growing research and development ability of its academic research institutions and enterprises. 
This study applies patent bibliometrics, targeting Chinese academic research institutions and enterprises patents issued between 1981 and 2014 in USPTO, and combines the analysis of quantity with multiple dimensions of the relevant timing, geographic regions and the nature of entities, to examine the status of Chinese patent, in its entirety, through the lens of comparison between the academic research and enterprise patents. This paper establishes a model, based on an analysis of patent citations and other specific indexes, to further explore and analyze the characteristics of different patent holders in relation to patent activities in different fields regarding the technological innovation capability.
The major findings of the study are summarized as follows. (1) Two turning points of China's patents growth appeared in year 2000 and 2006. (2)While academic research institutions attend more to traditional industries, enterprises emphasize more on next generation technologies. (3) Overall speaking, the technological innovation capability of academic research institutions underperform in relative sense; and in the enterprise realm, foreign and private-owned enterprises show growth in technological innovation capability, while state-owned enterprises lack thereof.

参考文献 ( 152 ) 〈TOP〉

Abraham, B. P., & Moitra, S. D. (2001). Innovation assessment through patent analysis. Technovation, 21(4), 245–252.
连结：
Archibugi, D., & Pietrobelli, C. (2003). The globalisation of technology and its implications for developing countries: Windows of opportunity or further burden? Technological Forecasting and Social Change, 70(9), 861–883.
连结：
Arundel, A., & Kabla, I. (1998). What percentage of innovations are patented? Empirical estimates for European firms. Research policy, 27(2), 127-141.
连结：
Bacchiocchi, E., & Montobbio, F. (2009). Knowledge diffusion from university and public research. A comparison between US, Japan and Europe using patent citations. The Journal of Technology Transfer, 34(2), 169-181.
连结：
Baldini, N., Grimaldi, R., & Sobrero, M. (2005). Motivations And Incentives For Patenting Within Universities: A Survey Of Italian Inventors. Academy of Management Proceedings, 1-6.
连结：

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引用含有DOI的文献

DOI可强化引用精确性、增强学术圈连结，并给予使用者跨平台的良好使用经验，目前在全世界已有超过五千万个对象申请DOI。 如想对DOI的使用与概念有进一步了解，请参考 （ ） 。

DOI可强化引用精确性、增强学术圈连结，并给予使用者跨平台的良好使用经验，目前在全世界已有超过五千万个对象申请DOI。如想对DOI的使用与概念有进一步了解，请参考（）。