“技術及專利”價值評估模式之研究

The Research on Value Assessment Model of Technology and Patent

10.6226/NTURM2001.12.1.37

劉江彬(Paul C. B. Liu)；張孟元(Mong-Yuan Chang)

技術轉移 ； 專利買賣 ； 技術與專利評價 ； Technology Transfer ； Patent Trade ； Valuation of Technology and Patent

臺大管理論叢

12卷1期（2001 / 12 / 01）

37 - 83

繁體中文

本研究透過理論與實徵調查，探討進行技術交易或專利買賣時，影響價值評量的指標為何，以降低「技術交易」計價時主觀認定或資訊不對稱的風險。本研究結論，認為「技術及專利價值」分析構面可分為三部分，一、知識與技術構面：技術競爭及創新能力、技術支援能力、技術風險、技術實用性、技術功能及範圍、產品管理及提昇能力、擁有專利數量、技術專屬性及分類、技術等級及定位、先前技術引用能力等因素組成。二、科技政策與法制基礎構面：產權及授權條件、稅制、交互授權狀態、輿論與訴訟、信用及保護責任等因素組成。三、商業環境與外部因素構面：商業強度與外部資源、產品定位及內部資源、產業競爭能力、市場區隔與保護能力、市場預期遠景、市場敏成度及週期性、市場的掌握能力、產品保固及責任成本、投資機會成本、市場擴散能力、邊際製造成本等因素。本研究結果所得之「技術與專利價值結構模型」，認為技術與專利價值評價時應由「知識與技術面、政策與法制面、商業環境與管理J三面向同時考量。

Through theoretical and empirical study, this research focuses primarily on the value assessment model of technology and patent, in order to eliminate the discrepancy distraction and obtain an most accurate result. This research suggests that technology and patent value assessment consists three parts :1. Knowledge and Technology-technology competition and innovation capability, technology assistance capability, technical risk, technology implement capability, technology function and scope, production management and advancement capability, number of patents, technology monopoly and category, technology level and position and prior art reference strength. 2. Technology Policy and Law-property rights and licensing condition, taxes, status of cross licensing, opinions and litigation and credit and duty. 3. Business Environment and External Factors-business strengths and external resources, product position and enterprise resources, industry competition capability, distinctiveness of market, market drawings, market impact and cycle, market ability present, maintenance cost, investment opportunity costs, market diffusion capability and margin costs. Finally, this study concludes that, in order to evaluate the value of technology and patent, one needs to look into the essentiality of knowledge and technology, technology policy & law, and business environment & external factors all together.

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