题名

何處得申冤?秦與漢初乞鞫審理型態

并列篇名

Whence to Redress Injustice? Types of Trial Involving a Petition for a New Finding of Fact in Qin and Early Han

作者

黃均鎮(HUANG Chun-chen)

关键词

乞鞫 ; 秦漢律令 ; 簡牘 ; 嶽麓秦簡 ; 奏讞文書 ; Petition for new findings of fact ; legal codes of Qin and Han ; excavated documents ; Qin bamboo slips of the Yuelu Academy ; documents of submitted cases

期刊名称

法制史研究

卷期/出版年月

37期(2020 / 12 / 01)

页次

265 - 296

内容语文

繁體中文

中文摘要

乞鞫,乃罪犯或其家屬對判決不服乞求重新審理之制。本文聚焦在《嶽麓書院藏秦簡(叁)》(以下簡稱《嶽麓(叁)》)與張家山漢簡《奏讞書》三份乞鞫案例,從文書結構分析著手,釐清相關單位權責,以對前人論點提供折衷或推進。首先關於秦漢審理管轄權,學界有案發地與受理告發地縣廷主審等論點。本文彙整既有研究,指出至少有三類例外性的審訊型態。其次,乞鞫案的審理地學者有「原審縣道」與「非原審縣道」二說。本文指出三件乞鞫案都是在「罪犯關押地」進行審理,與是否為原審縣道無關。本文並舉出數則亦於罪犯關押地進行審理之例,澄清案件審理地與審理機關不必然相同。第三,部分學者主張罪犯不會向原審縣道乞鞫。本文指出《嶽麓(叁)》案例11即是罪犯向原審縣道乞鞫。第四,早期學界認為刑徒亦有戶籍,洛陽東漢刑徒墓誌磚出土後學者提出新解,主張刑徒喪失戶籍、身分改隸判決之獄。然《嶽麓(叁)》案例12罪犯遭夏陽縣判罪,其身分卻標示為「重泉隸臣」,有學者將重泉視為罪犯的戶籍地。本文釐清來龍去脈,再次印證庶民遭判為刑徒後即喪失戶籍之說。秦漢審理型態有其制度規範,面臨變化多端的實況與資源限制,實務執行須有彈性。這是法制史重建的難處之一。

英文摘要

The petition for a new finding of fact (qiju, 乞鞫) in the Qin and early Han Dynasties was a system in which prisoners or their families refused to accept a sentence and filed for a re-examination of the case. Focusing on the three cases of filing a petition for a new finding of fact that appear in Qin Bamboo Slips of Yuelu Academy Collection, Volume III (hereinafter, Yuelu III) and Book of Submitted Doubtful Cases (Zouyan Shu, 奏讞書) of early Western Han excavated from Zhangjiashan Tomb No. 247, this study starts with an analysis of the structure of the documents and then further clarifies the authority and responsibilities of relevant units. In so doing, it provides a compromise among or an advance on previous arguments. First of all, in regard to jurisdiction in the Qin and Han Dynasties, scholars have different arguments about the trials conducted in the original place where the case happened or in the county court where the accusation was accepted. After combing through the existing studies, this study points out that there were at least three different exceptional types of trial. Secondly, scholars also have different arguments about whether the re-examination of the petition for a new finding of fact should take place in the original or non-original trial institutions. However, since the three reference cases all proceeded in the places where the prisoners were detained, the re-examination had nothing to do with the original trial institutions; other cases are also provided to prove this point. Thirdly, some scholars believe that criminals would not file a petition for a new finding of fact to the original trial institution. Nevertheless, as indicated in this study, Case 11 in Yuelu III is exactly a case in which the prisoner filed such a petition with the original trial institution. Lastly, in earlier times, the common belief in academic circles was that the prisoners also had household registrations. But after the epitaphs of prisoners in the Eastern Han Dynasty were unearthed in Luoyang, scholars put forward a new interpretation, advocating that prisoners lost their household registrations and were made subordinate to the unit of the place where the judgment was made after being sentenced. Nonetheless, Case 12 in Yuelu III reveals that the identity of the criminal convicted in Xiayang County was actually marked as that of a bond-servant in Chongquan, which led some scholars to the opinion that Chongquan was the criminal's domicile. After a thorough exploration of the context, this study reconfirms the argument that common people lost their household registrations after being sentenced as prisoners. The trial types in the Qin and Han dynasties had their own system norms. However, in the face of ever-changing situations and resource constraints, the practice could be flexible. This is also one of the difficulties faced in the reconstruction of the history of the legal system.

主题分类 社會科學 > 法律學
参考文献
  1. (南朝宋)范曄,(南朝梁)劉昭(注)(1965).後漢書.北京:中華書局.
  2. (唐)長孫無忌(2005).唐律疏議.臺北:臺灣商務印書館.
  3. Lau, Ulrich,Staack, Thies(2016).Legal Practice in the Formative Stages of the Chinese Empire: An Annotated Translation of the Exemplary Qin Criminal Cases from the Yuelu Academy Collection.Leiden:Brill.
  4. 中國社會科學院考古研究所(編)(2007).漢魏洛陽故城南郊東漢刑徒墓地.北京:文物出版社.
  5. 中國政法大學法律史學研究院(編)(2012).日本學者中國法論著選譯.北京:中國政法大學出版社.
  6. 中國科學院考古研究所洛陽工作隊(1972)。東漢洛陽城南郊的刑徒墓地。考古,1972(4),68-69。
  7. 甘肅省文物考古研究所(編),甘肅省博物館(編),中國文物研究所(編),中國社會科學院歷史研究所(編)(1994).居延新簡──甲渠候官.北京:中華書局.
  8. 甘肅省文物考古研究所(編),甘肅省博物館(編),中國文物研究所(編),中國社會科學院歷史研究所(編)(1994).居延新簡──甲渠候官.北京:中華書局.
  9. 朱紅林(2005).張家山漢簡《二年律令》集釋.北京:社會科學文獻出版社.
  10. 朱漢民(編),陳松長(編)(2013).嶽麓書院藏秦簡(叁).上海:上海辭書出版社.
  11. 池田雄一編(2002)。奏書—中国古代の裁判記錄─。東京:刀水書房。
  12. 宋杰(2013).漢代監獄制度研究.北京:中華書局.
  13. 李力(2009).張家山 247 號墓漢簡法律文獻研究及其述評(1985.1-2008.12).東京:東京外国語大学アジア.アフリカ言語文化硏究所.
  14. 李宗焜(編)(2017).古文字與古代史.臺北:中央研究院歷史語言研究所.
  15. 杜正勝(1990).編戶齊民:傳統政治社會結構之形成.臺北:聯經.
  16. 邢義田(2011).治國安邦:法制、行政與軍事.北京:中華書局.
  17. 周東平(編),朱騰(編)(2015).法律史譯評.北京:中國政法大學出版社.
  18. 武漢大學簡帛研究中心(編)(2012).簡帛.上海:上海古籍出版社.
  19. 金鍾希(2016)。秦、漢初覆獄運營和奏讞制度:從最新出土文獻看各行政單位的司法運營和律令整備。簡牘與戰國秦漢歷史:中國簡帛學國際論壇 2016
  20. 胡平生,李天虹(2004).長江流域出土簡牘與研究.武漢:湖北教育出版社.
  21. 宮宅潔,楊振紅(譯),單印飛(譯),王安宇(譯),魏永康(譯)(2016).中國古代刑制史研究.桂林:廣西師範大學出版社.
  22. 徐世虹(編)(2014).中國古代法律文獻研究.北京:社會科學文獻出版社.
  23. 徐世虹(編)(1999).中國法制通史卷(第二卷):戰國秦漢.北京:法律出版社.
  24. 高恒(2008).秦漢簡牘中法制文書輯考.北京:社會科學文獻出版社.
  25. 高震寰(2017)。臺北,國立臺灣大學歷史學系。
  26. 高震寰(2016)。高震寰,〈張家山《奏讞書》案例 17 譯註〉,「四分溪讀書會」,臺北,2016.5,未刊稿。
  27. 國家教育研究院,「教育部異體字字典」,〈遝〉,https://dict.variants.moe.edu.tw/variants/rbt/word_attribute.rbt?quote_code=QjA1MDkz,讀取 2020.10.30。
  28. 張金光(2008)。釋張家山漢簡《曆譜》錯簡──兼說“新降為漢。文史哲,2008(3),69-74。
  29. 張建國(1997).中國法系的形成與發達.北京:北京大學出版社.
  30. 張家山漢簡整理小組(1993)。江陵張家山漢簡《奏讞書》釋文(一)。文物,1993(8),22-26。
  31. 張家山漢簡整理小組(1995)。江陵張家山漢簡《奏讞書》釋文(二)。文物,1995(3),31-36。
  32. 張德芳(編),石明秀(編)(2019).玉門關漢簡.上海:中西書局.
  33. 陳松長(2009)。嶽麓書院藏秦簡綜述。文物,2009(3),75-88。
  34. 陳松長(2014).嶽麓書院藏秦簡的整理與研究.上海:中西書局.
  35. 閆曉君(2005).出土文獻與古代司法檢驗史研究.北京:文物出版社.
  36. 彭浩(1993)。談《奏讞書》中的西漢案例。文物,1993(3),32-36。
  37. 彭浩(1995)。談《奏讞書》中秦代和東周時期的案例。文物,1995(3),43-47。
  38. 彭浩(編),陳偉(編),工藤元男(編)(2007).二年律令與奏讞書:張家山二四七號漢墓出土法律文獻釋讀.上海:上海古籍出版社.
  39. 復旦大學出土文獻與古文字研究中心(編)(2015).出土文獻與古文字研究.上海:上海古籍出版社.
  40. 游逸飛(2014)。臺北,國立臺灣大學歷史學系。
  41. 滋賀秀三(1984)。清代中国の法と裁判。東京:創文社。
  42. 黃均鎮(2018)。臺北,國立臺灣大學歷史學系。
  43. 楊振紅,王安宇(2017)。秦漢訴訟制度中的“覆"及相關問題。史學月刊,2017(12),5-13。
  44. 鄔勖(2014)。上海,華東政法大學。
  45. 睡虎地秦墓竹簡整理小組(編)(1990).睡虎地秦墓竹簡.北京:文物出版社.
  46. 劉俊文(編)(1995).日本中青年學者論中國史上古秦漢卷.上海:上海古籍出版社.
  47. 韓樹峰(2011).漢魏法律與社會.北京:社會科學文獻出版社.
  48. 冨谷至,柴生芳(譯),朱恒曄(譯)(2006).秦漢刑罰制度研究.桂林:廣西師範大學出版社.
  49. 籾山明(編)(2003).中國法制史考證(丙編第 1 卷).北京:中國社會科學出版社.
  50. 籾山明,李力(譯)(2009).中國古代訴訟制度研究.上海:上海古籍出版社.